Internet X.509 Public Key Infrastructure: Algorithm Identifiers for SLH-DSA
draft-ietf-lamps-x509-slhdsa-02
The information below is for an old version of the document.
| Document | Type |
This is an older version of an Internet-Draft whose latest revision state is "Active".
|
|
|---|---|---|---|
| Authors | Kaveh Bashiri , Scott Fluhrer , Stefan-Lukas Gazdag , Daniel Van Geest , Stavros Kousidis | ||
| Last updated | 2024-10-29 (Latest revision 2024-10-14) | ||
| Replaces | draft-gazdag-x509-slhdsa | ||
| RFC stream | Internet Engineering Task Force (IETF) | ||
| Formats | |||
| Reviews |
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Ready w/nits
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| Additional resources | Mailing list discussion | ||
| Stream | WG state | In WG Last Call | |
| Document shepherd | Russ Housley | ||
| IESG | IESG state | I-D Exists | |
| Consensus boilerplate | Yes | ||
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| Send notices to | housley@vigilsec.com |
draft-ietf-lamps-x509-slhdsa-02
LAMPS - Limited Additional Mechanisms for PKIX and SMIME K. Bashiri
Internet-Draft BSI
Intended status: Standards Track S. Fluhrer
Expires: 17 April 2025 Cisco Systems
S. Gazdag
genua GmbH
D. Van Geest
CryptoNext Security
S. Kousidis
BSI
14 October 2024
Internet X.509 Public Key Infrastructure: Algorithm Identifiers for SLH-
DSA
draft-ietf-lamps-x509-slhdsa-02
Abstract
Digital signatures are used within X.509 Public Key Infrastructure
such as X.509 certificates, Certificate Revocation Lists (CRLs), and
to sign messages. This document describes the conventions for using
the Stateless Hash-Based Digital Signature Standard (SLH-DSA) in
X.509 Public Key Infrastructure. The conventions for the associated
signatures, subject public keys, and private keys are also described.
About This Document
This note is to be removed before publishing as an RFC.
Status information for this document may be found at
https://datatracker.ietf.org/doc/draft-ietf-lamps-x509-slhdsa/.
Discussion of this document takes place on the LAMPS Working Group
mailing list (mailto:spasm@ietf.org), which is archived at
https://mailarchive.ietf.org/arch/browse/spasm/. Subscribe at
https://www.ietf.org/mailman/listinfo/spasm/.
Source for this draft and an issue tracker can be found at
https://github.com/x509-hbs/draft-x509-slhdsa.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
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Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
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Drafts is at https://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on 17 April 2025.
Copyright Notice
Copyright (c) 2024 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents (https://trustee.ietf.org/
license-info) in effect on the date of publication of this document.
Please review these documents carefully, as they describe your rights
and restrictions with respect to this document. Code Components
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provided without warranty as described in the Revised BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Conventions and Definitions . . . . . . . . . . . . . . . . . 3
3. Algorithm Identifiers . . . . . . . . . . . . . . . . . . . . 3
4. SLH-DSA Signatures . . . . . . . . . . . . . . . . . . . . . 5
5. Subject Public Key Fields . . . . . . . . . . . . . . . . . . 5
6. Key Usage Bits . . . . . . . . . . . . . . . . . . . . . . . 8
7. Private Key Format . . . . . . . . . . . . . . . . . . . . . 9
8. Security Considerations . . . . . . . . . . . . . . . . . . . 10
9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 10
10. References . . . . . . . . . . . . . . . . . . . . . . . . . 10
10.1. Normative References . . . . . . . . . . . . . . . . . . 10
10.2. Informative References . . . . . . . . . . . . . . . . . 11
Appendix A. ASN.1 Module . . . . . . . . . . . . . . . . . . . . 13
Appendix B. Security Strengths . . . . . . . . . . . . . . . . . 14
Appendix C. Examples . . . . . . . . . . . . . . . . . . . . . . 15
C.1. Example Public Key . . . . . . . . . . . . . . . . . . . 15
C.2. Example Private Key . . . . . . . . . . . . . . . . . . . 16
C.3. Example Certificate . . . . . . . . . . . . . . . . . . . 16
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . 30
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 30
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1. Introduction
Stateless Hash-Based Digital Signatures (SLH-DSA) is a quantum-
resistant digital signature scheme standardized in [FIPS205] by the
US National Institute of Standards and Technology (NIST) PQC project
[NIST-PQC]. Prior to standardization, the algorithm was known as
SPHINCS+. SLH-DSA and SPHINCS+ are not compatible. This document
defines the ASN.1 Object Identifiers (OIDs) and conventions for the
encoding of SLH-DSA digital signatures, public keys and private keys
in the X.509 Public Key Infrastructure.
SLH-DSA offers three security levels. The parameters for each of the
security levels were chosen to be at least as secure as a generic
block cipher of 128, 192, or 256 bits. There are small (s) and fast
(f) versions of the algorithm, and the option to use SHA-256
[FIPS180] or SHAKE256 [FIPS202] as internal hash functions. The fast
versions are optimized for key generation and signing speed, they are
actually slower at verification than the small parameter sets. For
example, id-slh-dsa-shake-256s represents the 256-bit security level,
the small version of the algorithm, and the use of SHAKE256.
Separate algorithm identifiers have been assigned for SLH-DSA at each
of these security levels, fast vs small, and SHA-256 vs SHAKE256.
SLH-DSA offers two signature modes: pure mode and predigest mode.
SLH-DSA signature operations include a context string as input. The
context string has a maximum length of 255 bytes. By default, the
context string is the empty string. This document only specifies the
use of pure mode with an empty context string for use in the X.509
Public Key Infrastructure.
2. Conventions and Definitions
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in
BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.
3. Algorithm Identifiers
The AlgorithmIdentifier type, which is included herein for
convenience, is defined as follows:
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AlgorithmIdentifier{ALGORITHM-TYPE, ALGORITHM-TYPE:AlgorithmSet} ::=
SEQUENCE {
algorithm ALGORITHM-TYPE.&id({AlgorithmSet}),
parameters ALGORITHM-TYPE.
&Params({AlgorithmSet}{@algorithm}) OPTIONAL
}
The above syntax is from [RFC5912] and is compatible with the 2021
ASN.1 syntax [X680]. See [RFC5280] for the 1988 ASN.1 syntax.
The fields in AlgorithmIdentifier have the following meanings:
* algorithm identifies the cryptographic algorithm with an object
identifier.
* parameters, which are optional, are the associated parameters for
the algorithm identifier in the algorithm field.
The SLH-DSA OIDs are:
nistAlgorithms OBJECT IDENTIFIER ::= { joint-iso-itu-t(2)
country(16) us(840) organization(1) gov(101) csor(3) 4 }
sigAlgs OBJECT IDENTIFIER ::= { nistAlgorithms 3 }
id-slh-dsa-sha2-128s OBJECT IDENTIFIER ::= { sigAlgs 20 }
id-slh-dsa-sha2-128f OBJECT IDENTIFIER ::= { sigAlgs 21 }
id-slh-dsa-sha2-192s OBJECT IDENTIFIER ::= { sigAlgs 22 }
id-slh-dsa-sha2-192f OBJECT IDENTIFIER ::= { sigAlgs 23 }
id-slh-dsa-sha2-256s OBJECT IDENTIFIER ::= { sigAlgs 24 }
id-slh-dsa-sha2-256f OBJECT IDENTIFIER ::= { sigAlgs 25 }
id-slh-dsa-shake-128s OBJECT IDENTIFIER ::= { sigAlgs 26 }
id-slh-dsa-shake-128f OBJECT IDENTIFIER ::= { sigAlgs 27 }
id-slh-dsa-shake-192s OBJECT IDENTIFIER ::= { sigAlgs 28 }
id-slh-dsa-shake-192f OBJECT IDENTIFIER ::= { sigAlgs 29 }
id-slh-dsa-shake-256s OBJECT IDENTIFIER ::= { sigAlgs 30 }
id-slh-dsa-shake-256f OBJECT IDENTIFIER ::= { sigAlgs 31 }
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The contents of the parameters component for each algorithm are
absent.
4. SLH-DSA Signatures
SLH-DSA is a digital signature scheme built upon hash functions. The
security of SLH-DSA relies on the presumed difficulty of finding
preimages for hash functions as well as several related properties of
the same hash functions.
Signatures can be placed in a number of different ASN.1 structures.
The top level structure for a certificate is given below as being
illustrative of how signatures are frequently encoded with an
algorithm identifier and a location for the signature.
Certificate ::= SEQUENCE {
tbsCertificate TBSCertificate,
signatureAlgorithm AlgorithmIdentifier,
signatureValue BIT STRING }
The same algorithm identifiers are used for signatures as are used
for public keys. When used to identify signature algorithms, the
parameters MUST be absent.
The data to be signed is prepared for SLH-DSA. Then, a private key
operation is performed to generate the raw signature value.
Section 9.2 of [FIPS205] defines an SLH-DSA signature as three
elements, R, SIG_FORS and SIG_HT. The raw octet string encoding of
an SLH-DSA public key is the concatenation of these three elements,
i.e. R || SIG_FORS || SIG_HT. The raw octet string representing the
signature is encoded directly in the BIT STRING without adding any
additional ASN.1 wrapping. For example, in the Certificate
structure, the raw signature value is encoded in the "signatureValue"
BIT STRING field.
5. Subject Public Key Fields
In the X.509 certificate, the subjectPublicKeyInfo field has the
SubjectPublicKeyInfo type, which has the following ASN.1 syntax:
SubjectPublicKeyInfo ::= SEQUENCE {
algorithm AlgorithmIdentifier,
subjectPublicKey BIT STRING }
The fields in SubjectPublicKeyInfo have the following meanings:
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* algorithm is the algorithm identifier and parameters for the
public key (see above).
* subjectPublicKey contains the byte stream of the public key.
[I-D.draft-ietf-lamps-cms-sphincs-plus] defines the following public
key identifiers for SLH-DSA:
pk-slh-dsa-sha2-128s PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-sha2-128s
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-sha2-128f PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-sha2-128f
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-sha2-192s PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-sha2-192s
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-sha2-192f PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-sha2-192f
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-sha2-256s PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-sha2-256s
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-sha2-256f PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-sha2-256f
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
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-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-shake-128s PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-shake-128s
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-shake-128f PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-shake-128f
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-shake-192s PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-shake-192s
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-shake-192f PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-shake-192f
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-shake-256s PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-shake-256s
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
pk-slh-dsa-shake-256f PUBLIC-KEY ::= {
IDENTIFIER id-slh-dsa-shake-256f
-- KEY no ASN.1 wrapping --
CERT-KEY-USAGE
{ digitalSignature, nonRepudiation, keyCertSign, cRLSign }
-- PRIVATE-KEY no ASN.1 wrapping -- }
SLH-DSA-PublicKey ::= OCTET STRING
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Section 9.1 of [FIPS205] defines an SLH-DSA public key as two n-byte
elements, PK.seed and PK.root. The raw octet string encoding of an
SLH-DSA public key is the concatenation of these two elements, i.e.
PK.seed || PK.root. The octet string length is 2*n bytes, where n is
16, 24, or 32, depending on the parameter set. When used in a
SubjectPublicKeyInfo type, the subjectPublicKey BIT STRING contains
the raw octet string encoding of the public key.
[I-D.draft-ietf-lamps-cms-sphincs-plus] defines the SLH-DSA-PublicKey
ASN.1 OCTET STRING type to provide an option for encoding a public
key in an environment that uses ASN.1 encoding but doesn't define its
own mapping of an SLH-DSA raw octet string to ASN.1. To map an SLH-
DSA-PublicKey OCTET STRING to a SubjectPublicKeyInfo, the OCTET
STRING is mapped to the subjectPublicKey field (a value of type BIT
STRING) as follows: the most significant bit of the OCTET STRING
value becomes the most significant bit of the BIT STRING value, and
so on; the least significant bit of the OCTET STRING becomes the
least significant bit of the BIT STRING.
The id-slh-dsa-* identifiers in Section 3 MUST be used as the
algorithm field in the SubjectPublicKeyInfo sequence [RFC5280] to
identify a SLH-DSA public key.
Appendix C.1 contains an example of an id-slh-dsa-sha2-128s public
key encoded using the textual encoding defined in [RFC7468].
6. Key Usage Bits
The intended application for the key is indicated in the keyUsage
certificate extension; see Section 4.2.1.3 of [RFC5280]. If the
keyUsage extension is present in a certificate that indicates an id-
slh-dsa-* identifier in the SubjectPublicKeyInfo, then the at least
one of following MUST be present:
digitalSignature; or
nonRepudiation; or
keyCertSign; or
cRLSign.
If the keyUsage extension is present in a certificate that indicates
an id-slh-dsa-* identifier in the SubjectPublicKeyInfo, then the
following MUST NOT be present:
keyEncipherment; or
dataEncipherment; or
keyAgreement; or
encipherOnly; or
decipherOnly.
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Requirements about the keyUsage extension bits defined in [RFC5280]
still apply.
7. Private Key Format
"Asymmetric Key Packages" [RFC5958] describes how to encode a private
key in a structure that both identifies what algorithm the private
key is for and optionally allows for the public key and additional
attributes about the key to be included as well. For illustration,
the ASN.1 structure OneAsymmetricKey is replicated below.
OneAsymmetricKey ::= SEQUENCE {
version Version,
privateKeyAlgorithm PrivateKeyAlgorithmIdentifier,
privateKey PrivateKey,
attributes [0] IMPLICIT Attributes OPTIONAL,
...,
[[2: publicKey [1] IMPLICIT PublicKey OPTIONAL ]],
...
}
PrivateKey ::= OCTET STRING
PublicKey ::= BIT STRING
Section 9.1 of [FIPS205] defines an SLH-DSA private key as four
n-byte elements, SK.seed, SK.prf, PK.seed and PK.root. The raw octet
string encoding of an SLH-DSA private key is the concatenation of
these four elements, i.e. SK.seed || SK.prf || PK.seed || PK.root.
The octet string length is 4*n bytes, where n is 16, 24, or 32,
depending on the parameter set. When used in a OneAsymmetricKey
type, the privateKey OCTET STRING contains the raw octet string
encoding of the private key.
When an SLH-DSA public key is included in a OneAsymmetricKey type, it
is encoded in the same manner as in a SubjectPublicKeyInfo type.
That is, the publicKey BIT STRING contains the raw octet string
encoding of the public key.
Appendix C.2 contains an example of an id-slh-dsa-sha2-128s private
key encoded using the textual encoding defined in [RFC7468].
NOTE: There exist some private key import functions that have not
picked up the new ASN.1 structure OneAsymmetricKey that is defined in
[RFC5958]. This means that they will not accept a private key
structure that contains the public key field. This means a balancing
act needs to be done between being able to do a consistency check on
the key pair and widest ability to import the key.
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8. Security Considerations
The security considerations of [RFC5280] apply accordingly.
Implementations MUST protect the private keys. Compromise of the
private keys may result in the ability to forge signatures.
When generating an SLH-DSA key pair, an implementation MUST generate
each key pair independently of all other key pairs in the SLH-DSA
hypertree.
A SLH-DSA tree MUST NOT be used for more than 2^64 signing
operations.
The generation of private keys relies on random numbers. The use of
inadequate pseudo-random number generators (PRNGs) to generate these
values can result in little or no security. An attacker may find it
much easier to reproduce the PRNG environment that produced the keys,
searching the resulting small set of possibilities, rather than brute
force searching the whole key space. The generation of quality
random numbers is difficult, and [RFC4086] offers important guidance
in this area.
When computing signatures, implementations SHOULD include protections
against fault injection attacks [CMP2018],[SLotH]. Protections
against these attacks include signature verification prior to
releasing the signature value to confirm that no error injected and
generating the signature a few times to confirm that the same
signature value is produced each time.
9. IANA Considerations
For the ASN.1 Module in the Appendix of this document, IANA is
requested to assign an object identifier (OID) for the module
identifier (TBD1) with a Description of "id-mod-x509-slh-dsa-2024".
The OID for the module should be allocated in the "SMI Security for
PKIX Module Identifier" registry (1.3.6.1.5.5.7.0).
10. References
10.1. Normative References
[FIPS205] National Institute of Standards and Technology (NIST),
"Stateless Hash-Based Digital Signature Standard", FIPS
PUB 205 , 13 August 2024,
<https://doi.org/10.6028/NIST.FIPS.205>.
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[I-D.draft-ietf-lamps-cms-sphincs-plus]
Housley, R., Fluhrer, S., Kampanakis, P., and B.
Westerbaan, "Use of the SLH-DSA Signature Algorithm in the
Cryptographic Message Syntax (CMS)", Work in Progress,
Internet-Draft, draft-ietf-lamps-cms-sphincs-plus-09, 21
August 2024, <https://datatracker.ietf.org/doc/html/draft-
ietf-lamps-cms-sphincs-plus-09>.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/rfc/rfc2119>.
[RFC5280] Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
Housley, R., and W. Polk, "Internet X.509 Public Key
Infrastructure Certificate and Certificate Revocation List
(CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, May 2008,
<https://www.rfc-editor.org/rfc/rfc5280>.
[RFC5958] Turner, S., "Asymmetric Key Packages", RFC 5958,
DOI 10.17487/RFC5958, August 2010,
<https://www.rfc-editor.org/rfc/rfc5958>.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/rfc/rfc8174>.
10.2. Informative References
[CMP2018] Castelnovi, L., A, Martinelli, and T. Prest, "Grafting
Trees: A Fault Attack Against the SPHINCS Framework",
Lecture Notes in Computer Science vol 10786,
PQCrypto 2018, Post-Quantum Cryptography pp. 165-184,
2018, <https://link.springer.com/
chapter/10.1007/978-3-319-79063-3_8>.
[FIPS180] Dang, Q. H. and NIST, "Secure Hash Standard", NIST Federal
Information Processing Standards Publications 180-4,
DOI 10.6028/NIST.FIPS.180-4, July 2015,
<https://nvlpubs.nist.gov/nistpubs/FIPS/
NIST.FIPS.180-4.pdf>.
[FIPS202] Dworkin, M., Dworkin, M. J., and NIST, "SHA-3 Standard:
Permutation-Based Hash and Extendable-Output Functions",
FIPS PUB 202, NIST Federal Information Processing
Standards Publications 202, DOI 10.6028/nist.fips.202,
DOI 10.6028/NIST.FIPS.202, August 2015,
<http://nvlpubs.nist.gov/nistpubs/FIPS/NIST.FIPS.202.pdf>.
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[I-D.ietf-lamps-dilithium-certificates]
Massimo, J., Kampanakis, P., Turner, S., and B.
Westerbaan, "Internet X.509 Public Key Infrastructure:
Algorithm Identifiers for ML-DSA", Work in Progress,
Internet-Draft, draft-ietf-lamps-dilithium-certificates-
04, 22 July 2024, <https://datatracker.ietf.org/doc/html/
draft-ietf-lamps-dilithium-certificates-04>.
[NIST-PQC] National Institute of Standards and Technology, "Post-
Quantum Cryptography Project", 20 December 2016,
<https://csrc.nist.gov/projects/post-quantum-
cryptography>.
[RFC4086] Eastlake 3rd, D., Schiller, J., and S. Crocker,
"Randomness Requirements for Security", BCP 106, RFC 4086,
DOI 10.17487/RFC4086, June 2005,
<https://www.rfc-editor.org/rfc/rfc4086>.
[RFC5912] Hoffman, P. and J. Schaad, "New ASN.1 Modules for the
Public Key Infrastructure Using X.509 (PKIX)", RFC 5912,
DOI 10.17487/RFC5912, June 2010,
<https://www.rfc-editor.org/rfc/rfc5912>.
[RFC7468] Josefsson, S. and S. Leonard, "Textual Encodings of PKIX,
PKCS, and CMS Structures", RFC 7468, DOI 10.17487/RFC7468,
April 2015, <https://www.rfc-editor.org/rfc/rfc7468>.
[RFC8410] Josefsson, S. and J. Schaad, "Algorithm Identifiers for
Ed25519, Ed448, X25519, and X448 for Use in the Internet
X.509 Public Key Infrastructure", RFC 8410,
DOI 10.17487/RFC8410, August 2018,
<https://www.rfc-editor.org/rfc/rfc8410>.
[RFC8411] Schaad, J. and R. Andrews, "IANA Registration for the
Cryptographic Algorithm Object Identifier Range",
RFC 8411, DOI 10.17487/RFC8411, August 2018,
<https://www.rfc-editor.org/rfc/rfc8411>.
[SLotH] Saarinen, M-J., "Accelerating SLH-DSA by Two Orders of
Magnitude with a Single Hash Unit", 2024,
<https://eprint.iacr.org/2024/367.pdf>.
[X680] ITU-T, "Information Technology - Abstract Syntax Notation
One (ASN.1): Specification of basic notation. ITU-T
Recommendation X.680 (2021) | ISO/IEC 8824-1:2021.",
February 2021, <https://www.itu.int/rec/T-REC-X.680>.
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Appendix A. ASN.1 Module
RFC EDITOR: Please replace TBD2 with the value assigned by IANA
during the publication of [I-D.draft-ietf-lamps-cms-sphincs-plus].
<CODE BEGINS>
X509-SLH-DSA-Module-2024
{ iso(1) identified-organization(3) dod(6) internet(1) security(5)
mechanisms(5) pkix(7) id-mod(0) id-mod-x509-slh-dsa-2024(TBD1) }
DEFINITIONS IMPLICIT TAGS ::= BEGIN
EXPORTS ALL;
IMPORTS
PUBLIC-KEY, SIGNATURE-ALGORITHM
FROM AlgorithmInformation-2009 -- in [RFC5912]
{ iso(1) identified-organization(3) dod(6) internet(1)
security(5) mechanisms(5) pkix(7) id-mod(0)
id-mod-algorithmInformation-02(58) }
pk-slh-dsa-sha2-128s, pk-slh-dsa-sha2-128f,
pk-slh-dsa-sha2-192s, pk-slh-dsa-sha2-192f,
pk-slh-dsa-sha2-256s, pk-slh-dsa-sha2-256f,
pk-slh-dsa-shake-128s, pk-slh-dsa-shake-128f,
pk-slh-dsa-shake-192s, pk-slh-dsa-shake-192f,
pk-slh-dsa-shake-256s, pk-slh-dsa-shake-256f,
sa-slh-dsa-sha2-128s, sa-slh-dsa-sha2-128f,
sa-slh-dsa-sha2-192s, sa-slh-dsa-sha2-192f,
sa-slh-dsa-sha2-256s, sa-slh-dsa-sha2-256f,
sa-slh-dsa-shake-128s, sa-slh-dsa-shake-128f,
sa-slh-dsa-shake-192s, sa-slh-dsa-shake-192f,
sa-slh-dsa-shake-256s, sa-slh-dsa-shake-256f
FROM SLH-DSA-Module-2024 -- in [I-D.draft-ietf-lamps-cms-sphincs-plus]
{ iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs9(9)
id-smime(16) id-mod(0) id-mod-slh-dsa-2024(TBD2) } ;
--
-- Expand SignatureAlgorithms from RFC 5912
--
SignatureAlgorithms SIGNATURE-ALGORITHM ::= {
sa-slh-dsa-sha2-128s |
sa-slh-dsa-sha2-128f |
sa-slh-dsa-sha2-192s |
sa-slh-dsa-sha2-192f |
sa-slh-dsa-sha2-256s |
sa-slh-dsa-sha2-256f |
sa-slh-dsa-shake-128s |
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sa-slh-dsa-shake-128f |
sa-slh-dsa-shake-192s |
sa-slh-dsa-shake-192f |
sa-slh-dsa-shake-256s |
sa-slh-dsa-shake-256f,
... }
--
-- Expand PublicKeyAlgorithms from RFC 5912
--
PublicKeyAlgorithms PUBLIC-KEY ::= {
pk-slh-dsa-sha2-128s |
pk-slh-dsa-sha2-128f |
pk-slh-dsa-sha2-192s |
pk-slh-dsa-sha2-192f |
pk-slh-dsa-sha2-256s |
pk-slh-dsa-sha2-256f |
pk-slh-dsa-shake-128s |
pk-slh-dsa-shake-128f |
pk-slh-dsa-shake-192s |
pk-slh-dsa-shake-192f |
pk-slh-dsa-shake-256s |
pk-slh-dsa-shake-256f,
... }
END
<CODE ENDS>
Appendix B. Security Strengths
Instead of defining the strength of a quantum algorithm in a
traditional manner using precise estimates of the number of bits of
security, NIST has instead elected to define a collection of broad
security strength categories. Each category is defined by a
comparatively easy-to-analyze reference primitive that cover a range
of security strengths offered by existing NIST standards in symmetric
cryptography, which NIST expects to offer significant resistance to
quantum cryptanalysis. These categories describe any attack that
breaks the relevant security definition that must require
computational resources comparable to or greater than those required
for: Level 1 - key search on a block cipher with a 128-bit key (e.g.,
AES128), Level 2 - collision search on a 256-bit hash function (e.g.,
SHA256/ SHA3-256), Level 3 - key search on a block cipher with a
192-bit key (e.g., AES192), Level 4 - collision search on a 384-bit
hash function (e.g. SHA384/SHA3-384), Level 5 - key search on a
block cipher with a 256-bit key (e.g., AES 256).
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The parameter sets defined for NIST security levels 1, 3 and 5 are
listed in Table 1, along with the resulting signature size, public
key, and private key sizes in bytes.
+=======================+============+=======+==========+=======+
| OID | NIST Level | Sig. | Pub. Key | Priv. |
| | | | | Key |
+=======================+============+=======+==========+=======+
| id-slh-dsa-sha2-128s | 1 | 7856 | 32 | 64 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-sha2-128f | 1 | 17088 | 32 | 64 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-sha2-192s | 3 | 16224 | 48 | 96 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-sha2-192f | 3 | 35664 | 48 | 96 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-sha2-256s | 5 | 29792 | 64 | 128 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-sha2-256f | 5 | 49856 | 64 | 128 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-shake-128s | 1 | 7856 | 32 | 64 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-shake-128f | 1 | 17088 | 32 | 64 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-shake-192s | 3 | 16224 | 48 | 96 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-shake-192f | 3 | 35664 | 48 | 96 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-shake-256s | 5 | 29792 | 64 | 128 |
+-----------------------+------------+-------+----------+-------+
| id-slh-dsa-shake-256f | 5 | 49856 | 64 | 128 |
+-----------------------+------------+-------+----------+-------+
Table 1: SLH-DSA security strengths
Appendix C. Examples
This section contains examples of SLH-DSA public keys, private keys
and certificates.
C.1. Example Public Key
An example of a SLH-DSA public key using id-slh-dsa-sha2-128s:
-----BEGIN PUBLIC KEY-----
MDAwCwYJYIZIAWUDBAMUAyEAK4EJ7Hd8qk4fAkzPz5SX2ZGAUJKA9CVq8rB6+AKJ
tJQ=
-----END PUBLIC KEY-----
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0 48: SEQUENCE {
2 11: SEQUENCE {
4 9: OBJECT IDENTIFIER '2 16 840 1 101 3 4 3 20'
: }
15 33: BIT STRING
: 2B 81 09 EC 77 7C AA 4E 1F 02 4C CF CF 94 97 D9
: 91 80 50 92 80 F4 25 6A F2 B0 7A F8 02 89 B4 94
: }
C.2. Example Private Key
An example of a SLH-DSA private key without the public key using id-
slh-dsa-sha2-128s:
-----BEGIN PRIVATE KEY-----
MFICAQAwCwYJYIZIAWUDBAMUBECiJjvKRYYINlIxYASVI9YhZ3+tkNUetgZ6Mn4N
HmSlASuBCex3fKpOHwJMz8+Ul9mRgFCSgPQlavKwevgCibSU
-----END PRIVATE KEY-----
0 82: SEQUENCE {
2 1: INTEGER 0
5 11: SEQUENCE {
7 9: OBJECT IDENTIFIER '2 16 840 1 101 3 4 3 20'
: }
18 64: OCTET STRING
: A2 26 3B CA 45 86 08 36 52 31 60 04 95 23 D6 21
: 67 7F AD 90 D5 1E B6 06 7A 32 7E 0D 1E 64 A5 01
: 2B 81 09 EC 77 7C AA 4E 1F 02 4C CF CF 94 97 D9
: 91 80 50 92 80 F4 25 6A F2 B0 7A F8 02 89 B4 94
: }
C.3. Example Certificate
An example or a self-signed SLH-DSA certificate using id-slh-dsa-
sha2-128s:
Certificate:
Data:
Version: 3 (0x2)
Serial Number:
70:fb:96:41:c3:74:53:9b:27:cb:07:bc:d2:bb:4a:bc:
8a:5d:7a:25
Signature Algorithm: slhdsa_sha2_128s
Issuer: C=FR, L=Paris, O=Bogus SLH-DSA-SHA2-128s CA
Validity
Not Before: Oct 7 12:51:29 2024 GMT
Not After : Oct 5 12:51:29 2034 GMT
Subject: C=FR, L=Paris, O=Bogus SLH-DSA-SHA2-128s CA
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Subject Public Key Info:
Public Key Algorithm: slhdsa_sha2_128s
slhdsa_sha2_128s public key:
PQ key material:
2b:81:09:ec:77:7c:aa:4e:1f:02:4c:cf:cf:94:97:
d9:91:80:50:92:80:f4:25:6a:f2:b0:7a:f8:02:89:
b4:94
X509v3 extensions:
X509v3 Subject Key Identifier:
CD:59:36:AA:FE:C4:11:C7:A4:72:69:3F:0B:E8:B3:8B:
21:7B:19:ED
X509v3 Authority Key Identifier:
CD:59:36:AA:FE:C4:11:C7:A4:72:69:3F:0B:E8:B3:8B:
21:7B:19:ED
X509v3 Basic Constraints: critical
CA:TRUE
X509v3 Key Usage:
Certificate Sign, CRL Sign
Signature Algorithm: slhdsa_sha2_128s
Signature Value:
11:b2:e9:ee:da:b9:9b:da:da:db:eb:28:2f:9a:2d:31:e2:78:
40:14:20:f6:67:ec:ca:3e:fa:db:c3:b9:ab:9e:fd:d1:b8:77:
29:47:1b:40:c0:73:68:7e:89:de:ac:d8:9f:43:71:58:3f:3d:
da:28:58:57:6d:e0:99:28:ae:30:e9:17:a7:20:c8:11:e1:fa:
f6:d0:21:ef:01:60:79:93:ac:b4:94:63:97:af:71:14:4c:c5:
cf:77:40:df:60:f5:8f:20:95:a4:c1:35:02:43:14:b8:1c:4a:
01:1e:bd:17:01:b7:36:12:80:ab:29:58:98:bf:da:1d:52:8a:
be:de:67:af:26:6f:61:46:cd:95:a4:de:4e:66:92:27:1a:e0:
23:9f:66:18:d6:27:30:9f:d7:fe:b3:bb:28:3e:94:4a:88:20:
93:18:07:cb:ce:1d:6b:10:f9:bc:b5:e8:c1:32:2a:1d:52:e0:
39:ba:d5:e4:d6:01:a1:de:6f:11:90:5d:40:bb:73:fe:d9:7c:
2c:ea:c7:05:85:d1:34:47:83:af:d8:43:37:94:ce:8d:89:ac:
fc:0f:8c:2f:47:1d:ff:be:bd:7a:c5:e9:76:fc:9d:fc:95:19:
45:a3:7d:80:1f:1d:c8:52:e6:05:4b:ed:f6:57:5e:82:92:78:
dd:5d:bd:86:48:12:5f:ad:09:85:9e:16:aa:cc:23:9f:3f:60:
b9:a6:e1:f1:76:41:2c:89:08:e4:b6:96:eb:20:93:bd:83:21:
96:a4:55:fb:74:a9:11:2f:97:ec:76:02:4e:97:5c:d8:27:26:
ee:78:03:1e:df:4b:ed:a6:d4:f9:70:6c:cb:04:29:50:3f:6c:
a9:32:3e:08:55:89:71:e3:4e:dd:e3:cd:30:a0:5d:29:ff:40:
d3:92:09:22:56:e2:31:fc:22:39:5b:46:c2:11:ed:93:04:1c:
65:08:2d:4b:2f:ad:30:ef:ac:f9:b8:c1:a3:9f:5d:8c:c0:20:
38:16:8c:43:75:ee:52:3b:20:a3:ec:8d:ea:90:5f:cd:77:86:
42:fb:69:fe:a1:01:c4:4e:3b:55:b8:79:b4:36:1b:f4:be:a7:
51:0f:ce:53:83:be:3a:68:0e:61:58:1b:18:cc:8b:e5:85:b5:
3c:89:42:82:31:d4:00:d3:bd:b0:3e:9b:47:23:6a:b0:50:e9:
37:66:17:d2:82:08:6d:26:07:e7:8a:a0:6e:07:62:4e:61:f9:
a8:37:ce:91:9a:c9:a1:44:ee:73:a4:a1:b7:ae:6c:19:1d:d7:
45:a2:15:4a:6f:83:25:c6:9c:0a:d8:78:24:ce:26:80:8d:b5:
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9b:ce:14:c9:07:40:d5:ec:d2:d9:54:57:d7:31:ef:89:e4:21:
ca:f6:b9:66:99:8d:d9:96:3b:80:39:c8:4a:e7:10:dd:d4:b6:
73:85:55:18:6d:98:16:62:b8:3a:57:24:7b:d9:fb:9b:e4:3d:
39:4e:6c:cf:30:a1:c4:4a:67:d1:e2:c7:84:bf:68:85:c8:08:
86:ce:b1:e7:f5:2e:58:6d:81:00:09:43:dd:0d:c2:99:6e:e5:
ec:1e:c5:be:1b:43:3c:15:b4:69:7c:b7:36:75:ec:d2:b0:f2:
67:8c:0f:a2:c1:f1:04:61:09:3a:d7:04:38:90:99:5b:d2:fc:
1a:66:89:16:6d:01:93:76:81:38:a0:88:a5:2c:e7:eb:f6:e6:
6a:ee:bf:6a:a1:c2:d1:cf:58:9a:00:54:ed:88:a3:fb:94:70:
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11:96:01:83:4d:5b:b0:16:25:7f:ba:c6:f4:e0:33:58:78:36:
d8:9f:10:26:98:6f:d8:1f:03:5e:16:01:8b:32:6f:22:88:6c:
16:88:c4:62:aa:23:1f:88:68:65:2c:89:21:28:72:17:6b:49:
22:39:51:81:99:76:f8:1f:e3:09:66:90:a0:7b:57:57:bf:e2:
c1:e2:92:b0:ea:e1:35:55:a8:d4:0f:69:d7:9d:4a:7d:25:fd:
0e:92:bb:27:b1:fd:2f:55:21:6e:1d:ca:6b:37:51:d1:3f:56:
3b:d8:7d:3e:4c:5b:4b:59:9a:db:1b:75:29:ca:8f:22:fa:b7:
b7:72:dc:47:4c:9f:d4:bb:fb:dc:a5:ef:d4:08:54:95:85:7a:
8a:9a:03:b0:cf:6b:7a:a5:50:78:f8:87:59:38:b4:24:c9:e1:
2c:16:b6:82:b4:5b:73:6f:78:e3:0a:ec:5e:9b:b1:74:87:74:
80:8f:ea:c8:eb:f8:ec:ad:20:96:a4:ff:44:3a:7a:e1:ba:b6:
ba:d7:b5:0c:34:89:e1:84:83:2c:1c:b8:4f:2b:62:ec:da:68:
4b:3a:23:97:0e:6f:50:3d:4c:e1:1a:54:67:5a:6c:97:65:bd:
3c:19:db:e8:15:fd:19:13:33:c4:e1:59:3c:62:e4:19:09:b5:
0a:d4:72:2b:60:2b:e3:be:5f:51:d9:b7:c1:56:b2:05:de:0e:
26:ec:fc:a6:bc:8e:34:82:5f:8b:9f:5c:4e:e0:0f:10:40:64:
f0:8d:9c:69:20:3b:da:38:07:df:01:41:4f:50:c1:27:6b:cb:
7a:3b:4c:25:18:b6:d4:fd:ca:ee:47:d1:14:25:d4:d7:e1:3f:
1a:62:78:74:1e:82:83:84:d2:6c:dd:fb:4c:11:6f:17:1f:35:
d8:33:df:89:31:63:b4:c9:33:37:0a:ba:d6:f4:9b:2d:95:ed:
ed:f1:b8:c4:bc:e4:e3:7b:73:6d:02:05:f4:27:69:42:f9:f1:
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fd:a6:9d:1c:67:ac:53:18:4c:37:fa:4e:88:18:b5:24:f7:36:
78:7b:c0:0c:b5:3d:65:f1:86:34:70:38:bf:19:b4:23:ab:72:
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6b:0d:2f:0d:00:29:6b:5e:4a:e2:4f:c9:f4:98:fa:97:9e:6e:
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e5:38:ed:92:8e:d0:f3:5b:ff:cb:29:70:02:ec:d0:e1:cb:7e:
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Bashiri, et al. Expires 17 April 2025 [Page 26]
Internet-Draft SLH-DSA for X.509 October 2024
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Bashiri, et al. Expires 17 April 2025 [Page 27]
Internet-Draft SLH-DSA for X.509 October 2024
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Bashiri, et al. Expires 17 April 2025 [Page 28]
Internet-Draft SLH-DSA for X.509 October 2024
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Bashiri, et al. Expires 17 April 2025 [Page 29]
Internet-Draft SLH-DSA for X.509 October 2024
jsXu5FkzarQvKWUIaq9uL4DJ/5Cm6Ts3BC1msL1FeNPe1M70Z5UuT7zvAIXPCqb1
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MLygXEU7144wqKSEDhJYaJDvoQkMWzIRHc0SlNY+NwNNWs0UwSoXdSCQJmq6HXiD
EfyUTQjuDQl1IUc29f9XQhUZ6zMQ17/qlJdB0sVnMuGOl8FYa8A8RSbWcQZ20v1s
B/FO7xhFo7QWX0IP4t1d4C80wo5yuGmNqBEbOqkTi6Rir3M6KNzGg+fBgjPmwlL/
uh14YdcV4LStkFrzHvTNkiki+X/tmUSu5GeiLXVPd+ILzSmALq5epYWjogkxUYKY
Cyx6a5bvjcD1H5i09iK2IW4247sY2h0kRg1lKLZq
-----END CERTIFICATE-----
Acknowledgments
Much of the structure and text of this document is based on [RFC8410]
and [I-D.ietf-lamps-dilithium-certificates]. The remainder comes
from [I-D.draft-ietf-lamps-cms-sphincs-plus]. Thanks to those
authors, and the ones they based their work on, for making our work
earier. "Copying always makes things easier and less error prone" -
[RFC8411].
Authors' Addresses
Kaveh Bashiri
BSI
Email: kaveh.bashiri.ietf@gmail.com
Scott Fluhrer
Cisco Systems
Email: sfluhrer@cisco.com
Stefan-Lukas Gazdag
genua GmbH
Email: ietf@gazdag.de
Daniel Van Geest
CryptoNext Security
Email: daniel.vangeest@cryptonext-security.com
Stavros Kousidis
BSI
Email: kousidis.ietf@gmail.com
Bashiri, et al. Expires 17 April 2025 [Page 30]